The Not-Self Strategy
Thanissaro Bhikkhu
Copyright © 1997 Thanissaro Bhikkhu
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Books on Buddhism often state that the Buddha's most basic metaphysical
tenet is that there is no soul or self. However, a survey of the
discourses in the Pali Canon -- the earliest extant record of the
Buddha's teachings -- suggests that the Buddha taught the anatta or
not-self doctrine, not as a metaphysical assertion, but as a strategy
for gaining release from suffering: If one uses the concept of not-self
to dis-identify oneself from all phenomena, one goes beyond the reach of
all suffering & stress. As for what lies beyond suffering & stress, the
Canon states that although it may be experienced, it lies beyond the
range of description, and thus such descriptions as "self" or "not-self"
would not apply.
The evidence for this reading of the Canon centers around four points:
1. The one passage where the Buddha is asked point-blank to take a
position on the ontological question of whether or not there is a self,
he refuses to answer.
2. The passages which state most categorically that there is no self are
qualified in such a way that they cover all of describable reality, but
not all of reality which may be experienced.
3. Views that there is no self are ranked with views that that there is
a self as a "fetter of views" which a person aiming at release from
suffering would do well to avoid.
4. The person who has attained the goal of release views reality in such
a way that all views -- even such basic notions as self & no-self, true
& false -- can have no hold power over the mind.
What follows is a selection of relevant passages from the Canon. They
are offered with the caveat that in ultimate terms nothing conclusive
can be proved by quoting the texts. Scholars have offered arguments for
throwing doubt on almost everything in the Canon -- either by offering
new translations for crucial terms, or by questioning the authenticity
of almost every passage it contains -- and so the only true test for any
interpretation is to put it into practice and see where it leads in
terms of gaining release for the mind.
* * *
1. Compare the following two dialogues.
Having taken a seat to one side, Vacchagotta the wanderer said to the
Master, 'Now then, Venerable Gotama, is there a self?' When this was
said, the Master was silent.
'Then is there no self?' For a second time the Master was silent.
Then Vacchagotta the wanderer got up from his seat and left.
Then, not long after Vacchagotta the wanderer had left, the Venerable
Ananda said to the Master, 'Why, sir, did the Master not answer when
asked a question asked by Vacchagotta the wanderer?'
'Ananda, if I, being asked by Vacchagotta the wanderer if there is a
self, were to answer that there is a self, that would be conforming with
those priests & contemplatives who are exponents of eternalism (i.e. the
view that there is an eternal soul). And if I... were to answer that
there is no self, that would be conforming with those priests &
contemplatives who are exponents of annihilationism (i.e. that death is
the annihilation of experience). If I... were to answer that there is a
self, would that be in keeping with the arising of knowledge that all
phenomena are not-self?
'No, Lord.'
'And if I... were to answer that there is no self, the bewildered
Vacchagotta would become even more bewildered: "Does the self which I
used to have, now not exist?"'
-- S xliv.10
Mogharaja:
In what way does one view the world
so that the King of Death does not see one?
The Buddha:
Having removed any view
in terms of self,
always mindful, Mogharaja,
view the world as void.
This way one is above & beyond death.
This is the way one views the world
so that the King of Death does not see one.
-- Sn v.16
The first passage is one of the most controversial in the Canon. Those
who hold that the Buddha took a position one way or the other on the
question of whether or not there is a self have to explain the Buddha's
silence away, and usually do so by focusing on the his final statement
to Ananda. If someone else more spiritually mature than Vacchagotta had
asked the question, they say, the Buddha would have revealed his true
position.
This interpretation, though, ignores the Buddha's first two sentences to
Ananda: No matter who asks the question, to say that there is or is not
a self would be to fall into one of the two philosophical positions
which the Buddha avoided throughout his career. As for his third
sentence, he was concerned not to contradict "the arising of knowledge
that all phenomena are not-self" not because he felt that this knowledge
alone was metaphysically correct, but because he saw that its arising
could be liberating. (We will deal further with the content of this
knowledge below in Point 2.)
This point is borne out if we make a comparison with the second passage.
The fundamental difference between the two dialogues lies in the
questions asked: In the first, Vacchagotta asks the Buddha to take a
position on the question of whether or not there is a self, and the
Buddha remains silent. In the second, Mogharaja asks for a way to view
the world so that one can go beyond death, and the Buddha speaks,
teaching him to view the world without reference to the notion of self.
This suggests that, instead of being an assertion that there is no self,
the teaching on not-self is more a technique of perception aimed at
leading beyond death to Nibbana -- a way of perceiving things with no
self-identification, no sense that 'I am', no attachment to 'I' or
'mine' involved.
Thus it would seem most honest to take the first dialogue at face value,
and to say that the question of whether or not there is a self is one on
which the Buddha did not take a position, regardless of whether he was
talking to a spiritually confused person like Vacchagotta, or a more
advanced person like Ananda. For him, the doctrine of not-self is a
technique or strategy for liberation, and not a metaphysical or
ontological position.
* * *
2. The following two passages, taken together, are often offered as the
strongest proof that the Buddha denied the existence of a self in the
most uncertain terms. Notice, however, how the terms "world" & "All" are
defined.
Ananda:
It is said that the world is void, the world is void, venerable sir. In
what respect is it said that the world is void?
The Buddha:
Insofar as it is void of a self or of anything pertaining to a self:
Thus it is said that the world is void. And what is void of a self or of
anything pertaining to a self? The eye is void of a self or of anything
pertaining to a self. Forms... Visual consciousness... Visual contact is
void of a self or of anything pertaining to a self.
The ear....
The nose....
The tongue....
The body....
The intellect is void of a self or of anything pertaining to a self.
Ideas...Mental consciousness... Mental contact is void of a self or of
anything pertaining to a self. Thus it is said that the world is void.
-- S.xxxv.85
What is the All? Simply the eye & forms, ear & sounds, nose & odors,
tongue & flavors, body & tactile sensations, intellect & ideas. This,
monks, is termed the All. Anyone who would say, 'Repudiating this All, I
will describe another,' if questioned on what exactly might be the
grounds for his statement, would be unable to explain, and furthermore,
would be put to grief. Why? Because it lies beyond range.
-- S xxxv.23
Now, if the six senses & their objects -- sometimes called the six
spheres of contact -- constitute the world or the All, is there anything
beyond them?
MahaKotthita:
With the remainderless stopping & fading of the six spheres of contact
(vision, hearing, smell, taste, touch, & intellection) is it the case
that there is anything else?
Sariputta:
Do not say that, my friend.
MahaKotthita:
With the remainderless stopping & fading of the six spheres of contact,
is it the case that there is not anything else?
Sariputta:
Do not say that, my friend.
MahaKotthita:
...is it the case that there both is & is not anything else?
Sariputta:
Do not say that, my friend.
MahaKotthita:
...is it the case that there neither is nor is not anything else?
Sariputta:
Do not say that, my friend.
MahaKotthita:
Being asked... if there is anything else, you say 'Do not say that, my
friend'. Being asked... if there is not anything else... if there both
is & is not anything else... if there neither is nor is not anything
else, you say, 'Do not say that, my friend'. Now, how is the meaning of
this statement to be understood?
Sariputta:
Saying... is it the case that there is anything else... is it the case
that there is not anything else... is it the case that there both is &
is not anything else... is it the case the there neither is nor is not
anything else, one is differentiating non-differentiation. However far
the six spheres of contact go, that is how far differentiation goes.
However far differentiation goes, that is how far the six spheres of
contact go. With the remainderless fading & stopping of the six spheres
of contact, there comes to be the stopping, the allaying of
differentiation.
-- A iv.173
The sphere of non-differentiation, although it may not be described, may
be realized through direct experience.
Monks, that sphere is to be realized where the eye (vision) stops and
the perception (mental noting) of form fades. That sphere is to be
realized where the ear stops and the perception of sound fades...where
the nose stops and the perception of odor fades...where the tongue stops
and the perception of flavor fades...where the body stops and the
perception of tactile sensation fades...where the intellect stops and
the perception of idea/phenomenon fades: That sphere is to be realized.
-- S xxxv.116
Although this last passage indicates that there is a sphere to be
experienced beyond the six sensory spheres, it should not be taken as a
"higher self". This point is brought out in the Great Discourse on
Causation, where the Buddha classifies all theories of the self into
four major categories: those describing a self which is either (a)
possessed of form (a body) & finite; (b) possessed of form & infinite;
(c) formless & finite; and (d) formless & infinite. The text gives no
examples of the various categories, but we might cite the following as
illustrations: (a) theories which deny the existence of a soul, and
identify the self with the body; (b) theories which identify the self
with all being or with the universe; (c) theories of discrete,
individual souls; (d) theories of a unitary soul or identity immanent in
all things. He then goes on to reject all four categories.
Another passage often quoted to the effect that the Buddha taught that
there is no self is the following verse from the Dhammapada, especially
the third stanza, in which the word dhamma refers both to conditioned &
to unconditioned things. Notice, though, what the verse says as a whole:
These insights are part of the path, and not the goal at the end of the
path.
'All conditioned things are inconstant' --
When one sees this with discernment
And grows disenchanted with stress,
This is the path to purity.
'All conditioned things are stressful' --
When one sees with discernment
And grows disenchanted with stress,
This is the path to purity.
'All dhammas are not-self' --
When one sees with discernment
And grows disenchanted with stress,
This is the path to purity.
-- Dhp 277-79
As we will see in a passage below, the Buddha states that the meditator
attains awakening by seeing the limits of all things conditioned, by
seeing what lies beyond them, and clinging to neither. In the following
verse, the Buddha's questioner refers to the goal as a dhamma, while the
Buddha describes it as a removing or doing away of all dhammas -- and
thus it goes beyond "all dhammas" and any possible statement that could
be made about them. Once the meditator has done this, no words -- being,
not-being, self, not-self -- can apply.
Upasiva:
One who has reached the end:
Does he not exist,
Or is he for eternity free from affliction?
Please, sage, declare this to me
as this dhamma has been known by you.
The Buddha:
One who has reached the end has no criterion
By which anyone would say that --
it does not exist for him.
When all dhammas are done away with
All means of speaking are done away with as well.
-- Sn v.6
* * *
3. Although the concept "not-self" is a useful way of disentangling
oneself from the attachments & clingings which lead to suffering, the
view that there is no self is simply one of many metaphysical or
ontological views which bind one to suffering.
There is the case where an uninstructed, run-of-the-mill person... does
not discern what ideas are fit for attention, or what ideas are unfit
for attention. This being so, he does not attend to ideas fit for
attention, and attends (instead) to ideas unfit for attention... This is
how he attends inaptly: 'Was I in the past? Was I not in the past? What
was I in the past? How was I in the past? Having been what, what was I
in the past? Shall I be in the future? Shall I not be in the future?
What shall I be in the future? How shall I be in the future? Having been
what, what shall I be in the future?' Or else he is inwardly perplexed
about the immediate present: 'Am I? Am I not? What am I? How am I? Where
has this being come from? Where is it bound?'
As he attends inaptly in this way, one of six kinds of view arises in
him: The view I have a self arises in him as true & established,
or the view I have no self...
or the view It is precisely because of self that I perceive self...
or the view It is precisely because of self that I perceive not-self...
or the view It is precisely because of not-self that I perceive self
arises in him as true & established,
or else he has a view like this: This very self of mine -- the knower
which is sensitive here & there to the ripening of good & bad actions --
is the self of mine which is constant, everlasting, eternal, not subject
to change, and will endure as long as eternity.
This is called a thicket of views, a wilderness of views, a contortion
of views, a writhing of views, a fetter of views. Bound by a fetter of
views, the un-instructed run-of-the-mill person is not freed from birth,
ageing & death, from sorrow, lamentation, pain, grief & despair. He is
not freed from stress, I say.
The well-taught noble disciple...discerns what ideas are fit for
attention, and what ideas are unfit for attention. This being so, he
does not attend to ideas unfit for attention, and attends (instead) to
ideas fit for attention... He attends aptly, This is stress... This is
the origin of stress... This is the stopping of stress... This is the
way leading to the stopping of stress. As he attends aptly in this way,
three fetters are abandoned in him: identity-view, uncertainty and
adherence to precepts & practices.
-- M 2
* * *
4. Thus although the person on the Path must make use of Right View, he
or she goes beyond all views on reaching the goal of release. For a
person who has attained the goal, experience occurs with no 'subject' or
'object' superimposed on it, no construing of experience or thing
experienced. There is simply the experience in & of itself.
Monks, whatever in this world -- with its gods, Maras & Brahmas, its
generations complete with contemplatives & priests, princes & men -- is
seen, heard, sensed, cognized, attained, sought after, pondered by the
intellect: That do I know. Whatever in this world... is seen, heard,
sensed, cognized, attained, sought after, pondered by the intellect:
That I directly know. That is known by the Tathagata, but the Tathagata
has not been obsessed with it....
Thus, monks, the Tathagata, when seeing what is to be seen, does not
construe an (object as) seen. He does not construe an unseen. He does
not construe an (object) to-be-seen. He does not construe a seer.
When hearing.... When sensing.... When cognizing what is to be cognized,
he does not construe an(object as) cognized. He does not construe an
uncognized. He does not construe an (object) to-be-cognized. He does not
construe a cognizer.
Thus, monks, the Tathagata -- being such-like with regard to all
phenomena that can be seen, heard, sensed & cognized -- is 'Such.' And I
tell you: There is no other 'Such' higher or more sublime.
Whatever is seen or heard or sensed
and fastened onto as true by others,
One who is Such -- among those who are self-bound --
would not further assume to be true or even false.
Having seen well in advance that arrow
where generations are fastened & hung
-- 'I know, I see, that's just how it is!' --
There is nothing of the Tathagata fastened.
-- A iv.24
A view is true or false only when one is judging how accurately it
refers to something else. If one is regarding it simply as a statement,
an event, in & of itself, true & false no longer apply. Thus for the
Tathagata, who no longer imposes notions of subject or object on
experience, and regards sights, sounds, feelings & thoughts purely in &
of themselves, views are neither true nor false, but simply phenomena to
be experienced. With no notion of subject, there is no grounds for "I
know, I see;" with no notion of object, no grounds for, "That's just how
it is." Views of true, false, self, no self, etc., thus lose all their
holding power, and the mind is left free to its Suchness: untouched,
uninfluenced by anything of any sort.
That, say the wise, is a fetter,
In dependence on which
One sees others as inferior.
-- Sn iv.5
Whoever construes
'equal'
'superior' or
'inferior',
by that he would dispute;
Whereas to one unaffected by these three,
'equal'
'superior'
do not occur.
Of what would the Brahman (arahant) say 'true'
or 'false',
disputing with whom,
he in whom 'equal' & 'unequal' are not....
As the prickly lotus
is unsmeared by water & mud,
So the sage,
an exponent of peace,
without greed,
is unsmeared by sensuality & the world.
An attainer-of-wisdom
is not measured
made proud
by views or by what is thought,
for he is not altered by them.
Not by rituals is he led, nor by traditional lore,
nor with reference to dogmas.
For one dispassionate towards perception
there are no ties;
for one released by discernment,
no delusions.
Those who seize at perceptions & views
go about disputing in the world.
-- Sn iv.9
'Does Master Gotama have any position at all?'
'A "position", Vaccha, is something which a Tathagata has done away
with. What a Tathagata sees is this: "Such is form, such its origin,
such its disappearance; such is feeling, such its origin, such its
disappearance; such is perception... such are mental processes... such
is consciousness, such its origin, such its disappearance." Because of
that, I say, a Tathagata, -- with the ending, fading out, stopping,
renunciation & relinquishment of all construings, all excogitations, all
I-making & mine-making & tendencies to conceits -- is, through lack of
sustenance/clinging, released.'
-- M 72
This, monks, the Tathagata discerns. And he discerns that these
standpoints, thus seized, thus held to, lead to such & such a
destination, to such & such a state in the world beyond. And he discerns
what surpasses this. And yet discerning that, he does not hold to it.
And as he is not holding to it, unbinding (nibbuti) is experienced right
within. Knowing, for what they are, the origin, ending, allure &
drawbacks of feelings, along with the emancipation from feelings, the
Tathagata, monks -- through lack of sustenance/clinging -- is released.
-- D 1
Whether or not these four arguments are in fact true to the Buddha's
teachings, it is important to remember his primary aim in presenting the
doctrine of not-self in the first place: so that those who put it to use
can gain release from all suffering & stress.
'Monks, do you see any clinging/sustenance in the form of a doctrine of
self which, in clinging to, there would not arise sorrow, lamentation,
pain, grief & despair?'
'No, Lord.'
'...Neither do I... How do you construe this, monks: If a person were to
gather or burn or do as he likes with the grass, twigs, branches &
leaves here in Jeta's Grove, would the thought occur to you, "It's us
that this person is gathering, burning or doing with as he likes"?'
'No, sir. Why is that? Because those things are not our self, and do not
pertain to our self.'
'Even so, monks, whatever is not yours: Let go of it. Your letting go of
it will be for your long-term happiness & benefit. And what is not
yours? Form (body) is not yours... Feeling is not yours... Perception...
Mental processes... Consciousness is not yours. Let go of it. Your
letting go of it will be for your long-term happiness & benefit.'
-- M 22
Sariputta: Friends, there is the monk who, on going to foreign lands, is
questioned by learned nobles & priests, laypeople & contemplatives.
Learned & discriminating people say (to him), "What is your teacher's
doctrine? What does he teach?" Thus asked, you should answer, "My
teacher teaches the subduing of passion & desire."
"...passion & desire for what?"
"...passion & desire for physical form, feeling, perception, mental
processes & consciousness."
"...seeing what danger (or drawback) does your teacher teach the
subduing of passion & desire for physical form, feeling, perception,
mental processes & consciousness?"
"...when a person is not free from passion, desire, love, thirst, fever
& craving for physical form, etc., then from any change & alteration in
that physical form, etc., there arise sorrow, lamentation, pain, grief &
despair."
"...and seeing what benefit does your teacher teach the subduing of
passion & desire for physical form, etc.?"
"...when a person is free from passion, desire, love, thirst, fever &
craving for physical form, etc., then from any change & alteration in
that physical form, etc., sorrow, lamentation, pain, grief & despair do
not arise."
-- S xxii.2
Both formerly & now, Anuradha, it is only stress (suffering) that I
describe, and the stopping of stress.
-- S xxii.86
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Source:
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